Theory of binding Book

 
TOWARDS AN ALTERNATIVE
THEORY OF BINDING
Abhilasha Jain
and
B.N. Patnaik
Section VII
We turn to R-expressions now. We can categorize arguments into two as (a) dependent arguments and (b) independent arguments. By dependent arguments we mean arguments which need reference from other arguments. Independent arguments do not need reference from other arguments. Anaphoric arguments and pronouns are conceived of as dependent elements here and expressions like ram, kitab etc. are viewed as independent ones.
(171)
Although pronouns and anaphors both need reference, they must be assigned reference in different ways. That expressions like ram , kitab etc. are referentially independent is to be treated as definition of such arguments.
We do not think there is any need to postulate a condition to yield the result that expressions like ram, kitab etc. are free. From our point of view, this would account to saying that we need a postulation to ensure that an independent element remains independent. We would rather view the issue in the following manner:
If an independent element is assigned an antecedent, then this would conflict with its basic property that it is a referentially indpendent element. That is, there would be a violation at the definitional level. Hence we do not feel the necessity of postulating something like "an R-expression is always free". To us the question that seems to be of interest regarding these expressions is the following:
How, at all, are R-expressions associated with other expressions in the manner of co-reference? In other words, the question is not how to ensure that R-expressions ar free but how to explain that they are sometimes coindexed with other R-expressions in grammatical sentences.
We would like to mention that in the present work our discussion of pronouns is confined to the so-called personal pronouns and our discussion of R-expressions is confined to entities like ram and kitab; we have not studied variables and epithets. We agree with Chomsky that repetition of R-expressions is a consequence of the application of stylistic rules and may be, rules of discourse and as such, may not be the concern of core grammar. Beyond asserting again that we do not need a postulation to guarantee the non-coreference between two R-expressions in a sentence since we regard this as a violation of the definition of the R-expression as a referentially independent expression, we do not propose to say anything more about R-expressions here.
Section
To conclude the binding theory arrived at in this chapter is as follows:
(172) (i) an anaphor must be bound, where bound means be assigned mukhya as antecedent, in P, P if contains a mukhya distinct from the anaphor, if not, an anaphor must be bound in P, where P is equal to or smaller than CP*
         (ii) a pronoun must be free, that is, not bound, in P, must be assigned non-mukhya as antecedent in P' , if P contains a non-mukhya, and may choose its antecedent freely beyond P or if P is greater than CP*, then, beyond CP*.
A few observations regarding the "where" clause in 172 (i), namely, "where, is equal to or smaller than CP*, are in order. As mentioned earlier, that although we choose to use the term CP*, it is a notional variant of tensed S. It may be worthwile to speculate as to why tensed S is to be mentioned in a specificaiton of the binding domain of anaphors. Whether in the form of tensed S condition or NIC or accessible SUBJECT, reference to tensed S becomes necessary in order to specify the binding domain of an anaphor. While specifying the domain of the pronoun, also -where it has a free choice of antecedents - reference was made to tensed S. So it is necessary for the theory to explain, why reference to tensed S is so important. The following is a tentative attempt in this direction.
Anaphors and pronouns are two distinct types of dependent elements - one getting bound within as small a domain as possible, the other searching for an antecedent in a wider domain which, in sentence grammar, extends to root S. We have treated these as directly following from thevery basic conceptionlization of anaphor and the pronoun. Now root S and the tensed S have one feature in common, namely, the occurrence of tense. In the so-called simple sentences, root S and the tensed S are, indeed, the same syntactic constituent. In such a case, the tensed S becomes the largest domain within which a pronoun must receive its antecedent. If the tensed S in many instance can be the largest domain in which a dependent element like the pronoun can be assigned antecedent, then it stands to reason that this domain cannot ever be smaller than the one in which the anaphor, has to get an antecedent.
Imagine a situaiton in which the simplex tensed S is . As such the pronoun must be assigned antecedent in it as in (173) below:
(173) [ram ne mohan ko [uska kalam] diya]
               j     p     j
P' = CP*
ram CM mohan CM his pen give+PAST
(Ram gave Mohan his pen.)
Suppose it is the case that the tensed S is not the domain in which an anaphor has to be bound. Then, in case of constructions like (174), the binding domain of an anaphor would be larger than that of the pronoun because the anaphor would then be able to choose the mukhya outside the CP* as its antecedent. Thus, in (174) the binding domain of the anphor would be the root S while that of pronoun would be only the embedded S.
(174) shyam ne kaha       ki         ram ne mohan ko uski
                                                              apni
shyam CM say+PAST COMP ram CM mohan CM his
                                                               self
kitab di
book give+PAST
(Shyam said that Ram gave Mohan his book.)
But this would go against the basic property of the anaphor and the pronoun that we have considered virtualy definitional. This is the reason why the possibility of an anaphor choosing an antecedent beyond the CP* must be ruled out. Therefore, the "where" clause in 172(i)
 
 
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